We believe transparency is important. The following documents provide important information about our services, fees, conflicts of interest, and regulatory disclosures. Clients and prospective clients should review Kerns Legacy Planning’s Form ADV Part 2A and advisory agreement for complete details regarding services, fees, conflicts of interest, and risks.
Form ADV Part 1
Form ADV Part 1 is a regulatory filing submitted to the SEC and/or state authorities. It contains structured information about our firm, including ownership, services, client base, and regulatory history.
This document is primarily used for regulatory oversight and is available through the Investment Adviser Public Disclosure website.
Form ADV Part 2A - Firm Brochure
Our Firm Brochure provides a detailed overview of:
The services we offer
Our fee structure
Investment approach
Potential conflicts of interest
This document is designed to help you understand how we operate and make informed decisions about working with our firm.
Form ADV Part 2B – Brochure Supplement
This document includes information about the advisory professionals you may work with, including:
Education and professional background
Industry experience
Any reportable disciplinary history
Privacy Policy
The Privacy Policy explains how Kerns Legacy Planning collects, uses, and protects client and prospective client information.
Content located on the firm’s website is provided for general informational and educational purposes only and does not constitute personalized investment, tax, legal, or financial advice.